Herskovits PLLC is a team of experienced and talented securities lawyers, New York-based with a national practice. As litigation and regulatory enforcement attorneys, we represent broker-dealers, financial institutions, and advisors in a variety of circumstances including:
FINRA Investigations and Enforcement or Disciplinary Actions
Securities Industry Employment Disputes
FINRA Investor Claims Defense
FINRA Investor Claims
SEC & CFTC Whistleblower Claims
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