Attorney in New York, NY

Robert Herskovits, J.D.

Herskovits PLLC

1185 Ave. of the Americas    37th Floor    New York, NY 10036

View phone

Click here to post your request on the Bulletin Board

Recommendations

Write a Recommendation

Practice Information:

Herskovits PLLC is a team of experienced and talented securities lawyers, New York-based with a national practice. As litigation and regulatory enforcement attorneys, we represent broker-dealers, financial institutions, and advisors in a variety of circumstances including: FINRA Investigations and Enforcement or Disciplinary Actions Securities Industry Employment Disputes FINRA Investor Claims Defense FINRA Investor Claims SEC & CFTC Whistleblower Claims

Bio:

Since he began practicing law in 1996, Robert Herskovits has represented securities industry participants in a variety of litigation, arbitration, and enforcement actions, first as associate general counsel to an NYSE broker-dealer firm, and later as an attorney and partner at various law firms. Rob is a certified arbitrator for FINRA, AAA, and the NFA, and has participated in an estimated 200 arbitration proceedings before FINRA. At the end of 2011, Robert formed Herskovits PLLC to provide legal representation to broker-dealers, investment advisors, securities industry professionals, and investors in securities litigation, securities arbitration and securities industry regulatory defense for matters appearing before FINRA and other self-regulatory bodies, as well as before the SEC, state securities authorities, and state and federal courts. In addition to dealing with regulatory matters, Robert provides representation in employment, contract, and general commercial litigation for these same financial services clients. The impetus for founding his own firm was Robert’s recognition that securities and financial services industry clients were not always being well-served by some of the larger law firms, particularly with regard to billing inefficiencies. He recognized that, sometimes, their large size and broad practice structure actually hindered them from constructing the hands-on, personal relationships necessary to truly understand their client’s priorities and goals in representative matters.

Practice Areas:

Legal Services  COVID-19-Related Legal Help  Employment Law  Investments (Securities, IPOs)  Online / Video Legal Consultation

Certifications:

Juris Doctor (J.D.)

Map/Directions:

View Larger Map / Directions

View full profile

Nearby Cities:

Astoria  Lodi  Bayonne  Long Island City  Belleville  Lyndhurst  Bogota  Maspeth  Bronx  Middle Village  Brooklyn  Moonachie  Carlstadt  Newark  Cliffside Park  North Arlington  Clifton  North Bergen  College Point  Nutley  Corona  Ozone Park  East Elmhurst  Palisades Park  East Rutherford  Passaic  Edgewater  Rego Park  Elmhurst  Richmond Hill  Englewood  Ridgefield  Englewood Cliffs  Ridgefield Park  Fairview  Ridgewood  Flushing  Rutherford  Forest Hills  Secaucus  Fort Lee  South Hackensack  Hackensack  Sunnyside  Harrison  Teaneck  Hasbrouck Heights  Teterboro  Hoboken  Union City  Jackson Heights  Wallington  Jamaica  Weehawken  Jersey City  West New York  Kearny  Whitestone  Kew Gardens  Wood Ridge  Leonia  Woodhaven  Little Ferry  Woodside